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FUJII Ken

CE ABM992Licensed IndividualSFO licence active
Official SFC record

FUJII Ken (CE number ABM992) is an individual licensed by the Hong Kong SFC. First licensed on 2009-12-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeOvata Capital Management Limited
歐萬達基金管理有限公司

Licence Record (5)

2018-01-17 – present Current
Ovata Capital Management Limited Rep
RA 9
2015-03-19 – 2017-03-09
BNP Paribas Securities (Asia) Limited Rep
RA 1 RA 2 RA 7
2014-08-27 – 2014-11-25
Barclays Capital Asia Limited RO
RA 1 RA 2
2012-10-03 – 2014-08-27
Barclays Capital Asia Limited Rep
RA 1 RA 2
2009-12-15 – 2012-07-04
J.P. Morgan Broking (Hong Kong) Limited Rep
RA 1 RA 2 RA 4 RA 5

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ABM992