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LEE Wing Tak, Mickey

李永德
CE ABM912Licensed IndividualSFO licence active
Official SFC record

LEE Wing Tak, Mickey (CE number ABM912) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 5 (Advising on futures), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 5 Advising on Futures Contracts
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeStoneX Financial (HK) Limited

Licence Record (10)

2026-01-08 – present Current
StoneX Financial (HK) Limited Rep
RA 2
2011-03-08 – 2026-06-12
R.J. O'Brien & Associates HK Limited RO
RA 2
2007-10-29 – 2011-03-08
R.J. O'Brien & Associates HK Limited Rep
RA 2
2005-09-12 – 2006-10-01
Credit Agricole Securities (Asia) Limited Rep
RA 1
2005-09-12 – 2006-10-01
RBS Asia Futures Limited Rep
RA 2
2004-08-02 – 2005-09-08
Newedge Broker Limited Rep
RA 1 RA 2 RA 7
2004-07-02 – 2004-07-21
KGI Asia Limited Rep
RA 1
2004-07-02 – 2004-07-21
KGI Securities (Hong Kong) Limited Rep
RA 1
2004-06-04 – 2004-07-21
KGI Futures (Hong Kong) Limited Rep
RA 2
2003-04-01 – 2004-05-31
ADMIS Hong Kong Limited Rep
RA 2 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ABM912