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CHEUNG Kwok Wing, Barry

張國榮
CE ABM132Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHEUNG Kwok Wing, Barry (CE number ABM132) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (7)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerHong Kong ZH Capital Co., Limited
香港中昊資本有限公司
Responsible OfficerZH SECURITIES LIMITED
中昊証券有限公司

Licence Record (17)

2026-03-09 – present Current
Hong Kong ZH Capital Co., Limited RO
RA 1
2025-02-11 – present Current
ZH SECURITIES LIMITED RO
RA 1 RA 2 RA 4 RA 9
2024-06-24 – 2024-09-30
Eddid Capital Limited Rep
RA 1
2024-06-24 – 2024-09-30
Eddid Securities and Futures Limited Rep
RA 1 RA 2 RA 3 RA 4 RA 5 RA 9
2020-05-06 – 2024-06-24
Eddid Capital Limited RO
RA 1
2016-12-14 – 2024-06-24
Eddid Securities and Futures Limited RO
RA 1 RA 2 RA 3 RA 4 RA 5 RA 9
2015-02-02 – 2016-12-09
Wanhai Securities (HK) Limited RO
RA 1 RA 4
2013-07-22 – 2015-01-16
Vantage New Generation Securities Limited RO
RA 1 RA 4
2011-12-06 – 2013-07-20
Realord Asia Pacific Securities Limited RO
RA 1
2011-11-01 – 2011-12-06
Realord Asia Pacific Securities Limited Rep
RA 1
2010-11-17 – 2011-09-30
Sino-Rich Securities & Futures Limited RO
RA 2
2009-08-07 – 2011-09-30
Sino-Rich Securities & Futures Limited Rep
RA 1
2009-06-11 – 2009-08-03
Goldin Equities Limited Rep
RA 1 RA 2
2005-10-05 – 2009-04-20
Okachi Investments (HK) Company Limited Rep
RA 1
2005-10-05 – 2009-04-20
Okachi (Hong Kong) Company Limited Rep
RA 2
2003-04-01 – 2005-09-28
Get Nice Securities Limited Rep
RA 1 RA 4 RA 6 RA 9
2003-04-01 – 2005-09-28
Get Nice Futures Company Limited Rep
RA 2 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ABM132