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LEE Yuk Nam, William

李育南
CE ABF182Licensed IndividualSFO licence active
Official SFC record

LEE Yuk Nam, William (CE number ABF182) is an individual licensed by the Hong Kong SFC. First licensed on 2011-10-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeRifa Asset Management Limited
日發資產管理有限公司
RepresentativeRifa Securities Limited
日發證券有限公司

Licence Record (5)

2017-12-15 – present Current
Rifa Asset Management Limited Rep
RA 4
2013-11-14 – present Current
Rifa Securities Limited Rep
RA 1
2013-11-14 – 2016-09-27
TFI Asset Management Limited Rep
RA 4
2013-07-10 – 2013-10-31
XinKong International Securities Limited Rep
RA 1 RA 4
2011-10-18 – 2012-08-11
CIS Securities Asset Management Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ABF182