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LI Yee Mei, Emma

李綺媚
CE ABB388Licensed IndividualSFO licence active
Official SFC record

LI Yee Mei, Emma (CE number ABB388) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeKGI Asia Limited
凱基證券亞洲有限公司

Licence Record (4)

2017-10-03 – present Current
KGI Asia Limited Rep
RA 1 RA 4
2015-03-23 – 2017-10-02
KGI Asia Limited Rep
RA 1 RA 4
2013-08-14 – 2022-06-23
KGI Asset Management Limited Rep
RA 1 RA 4 RA 6
2003-04-01 – 2013-10-17
T G Holborn (HK) Limited Rep
RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ABB388