CHAN Chung Shing

陳仲成

CE AAZ019Licensed IndividualResponsible OfficerSFO licence active

CHAN Chung Shing (CE number AAZ019) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 5 (Advising on futures), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 5 Advising on Futures Contracts

RA 7 Providing Automated Trading Services

RA 9 Asset Management

Roles & Accreditations (3)

Capacity	Company / Institution
Responsible Officer	Wing Fung Futures Limited 永豐期貨有限公司
Responsible Officer	Wing Fung Securities Limited 永豐證券有限公司
Representative	Wing Fung Securities Limited 永豐證券有限公司

Licence Record (13)

2018-07-23 – present Current

Wing Fung Securities Limited RO

RA 1

2018-07-23 – present Current

Wing Fung Futures Limited RO

RA 2

2015-10-19 – present Current

Wing Fung Securities Limited Rep

RA 1 RA 9

2015-10-19 – 2018-07-23

Wing Fung Futures Limited Rep

RA 2

2012-10-10 – 2015-05-15

Jefferies Hong Kong Limited Rep

RA 1 RA 2

2012-01-03 – 2012-11-30

Jefferies Bache (Hong Kong) Limited Rep

RA 2

2010-01-07 – 2011-09-24

HSBC Futures (Singapore) Pte Ltd RO

RA 2 RA 5

2009-08-27 – 2011-09-24

HSBC Broking Futures (Hong Kong) Limited Rep

RA 2

2009-08-27 – 2010-01-07

HSBC Futures (Singapore) Pte Ltd Rep

RA 2

2008-10-15 – 2009-06-20

SG Asset Finance (Hong Kong) Limited Rep

RA 1 RA 2

2008-03-18 – 2009-06-20

Newedge Broker Hong Kong Limited Rep

RA 2

2004-01-05 – 2009-06-20

Newedge Broker Limited RO

RA 1 RA 2 RA 7

2003-04-01 – 2004-01-05

Newedge Broker Limited Rep

RA 1 RA 2 RA 5 RA 7 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAZ019