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TUNG Chung Yin, Williams

童忠賢
CE AAY751Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TUNG Chung Yin, Williams (CE number AAY751) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerTang Wealth International Limited
大唐財富國際有限公司

Licence Record (10)

2022-01-21 – present Current
Tang Wealth International Limited RO
RA 1 RA 4 RA 9
2018-08-22 – 2018-10-02
South China Securities Limited Rep
RA 1
2018-08-22 – 2018-10-02
South China Research Limited Rep
RA 4
2018-08-22 – 2018-10-02
South China Investment Management Limited Rep
RA 9
2016-11-28 – 2018-06-08
Finet Securities Limited RO
RA 1 RA 4 RA 9
2016-08-09 – 2016-11-07
Nuoxin Capital (Hong Kong) Limited RO
RA 4 RA 9
2015-10-26 – 2016-01-20
Wei Da Asset Management Limited RO
RA 9
2015-10-19 – 2016-01-20
Goldhorse Securities Limited RO
RA 1 RA 4
2014-07-17 – 2015-03-31
W. Falcon Asset Management (Asia) Limited RO
RA 1 RA 4 RA 9
2003-04-01 – 2012-12-30
Broadway Wealth Management Limited RO
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAY751