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CHOY Kwong Wa, Christopher

蔡光華
CE AAK430Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHOY Kwong Wa, Christopher (CE number AAK430) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerLego Asset Management Limited
力高資產管理有限公司
RepresentativeLego Securities Limited
力高證券有限公司

Licence Record (7)

2019-05-16 – present Current
Lego Securities Limited Rep
RA 1
2019-03-01 – present Current
Lego Asset Management Limited RO
RA 4 RA 9
2012-08-15 – 2018-07-29
Quam Asset Management Limited RO
RA 4 RA 9
2011-09-14 – 2012-10-05
Quam Securities Limited RO
RA 4 RA 9
2011-04-26 – 2018-07-29
Quam Securities Limited Rep
RA 1 RA 4 RA 9
2008-09-19 – 2012-08-15
Quam Asset Management Limited Rep
RA 4 RA 9
2003-04-01 – 2005-10-19
Pacific World Asset Management Limited RO
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAK430