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NG Siu Nin

吳少年
CE AAF600Licensed IndividualSFO licence active
Official SFC record

NG Siu Nin (CE number AAF600) is an individual licensed by the Hong Kong SFC. First licensed on 2004-08-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeLinkways Investment Management Limited
嶺利投資管理有限公司

Licence Record (7)

2023-12-21 – present Current
Linkways Investment Management Limited Rep
RA 1 RA 2
2020-03-02 – 2023-09-30
MFG Limited Rep
RA 1 RA 2
2019-01-23 – 2019-12-20
Azure Lion International Securities Company Limited Rep
RA 1
2019-01-23 – 2019-12-20
Zhonghao International Futures Co., Limited Rep
RA 2
2011-10-10 – 2018-12-15
Quam Securities Limited Rep
RA 1 RA 2
2004-08-26 – 2011-10-01
Celestial Securities Limited Rep
RA 1 RA 3
2004-08-26 – 2011-10-01
Celestial Commodities Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAF600