Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LEUNG Chi Ming

梁志明
CE AAF501Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LEUNG Chi Ming (CE number AAF501) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerFUHAI SECURITIES LIMITED
富海證券有限公司

Licence Record (15)

2018-12-27 – present Current
FUHAI SECURITIES LIMITED RO
RA 1 RA 4 RA 9
2016-12-22 – 2018-07-31
Mason Investment Management Limited RO
RA 4 RA 9
2016-12-12 – 2018-07-31
Thomas Global Financial Services Limited RO
RA 1
2016-09-29 – 2018-07-31
Mason Securities Limited RO
RA 1 RA 4 RA 9
2016-09-29 – 2018-07-31
Duncan Futures Limited RO
RA 2
2016-08-12 – 2016-09-29
Mason Securities Limited Rep
RA 1 RA 4
2016-08-12 – 2016-09-29
Duncan Futures Limited Rep
RA 2
2016-02-26 – 2016-05-15
Quam Securities Limited RO
RA 1 RA 2 RA 4
2016-01-11 – 2016-02-26
Quam Securities Limited Rep
RA 1 RA 2 RA 4
2008-09-04 – 2012-09-07
Piper Jaffray Asia Futures Limited Rep
RA 2
2008-09-04 – 2012-09-07
Piper Jaffray Asia Securities Limited RO
RA 1
2008-07-14 – 2008-09-04
Piper Jaffray Asia Securities Limited Rep
RA 1
2008-06-12 – 2008-06-26
Winwin Securities Limited Rep
RA 1
2005-04-14 – 2008-04-22
Credit Suisse (Hong Kong) Limited Rep
RA 1
2003-04-01 – 2008-04-22
Credit Suisse Securities (Hong Kong) Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAF501