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KWONG Wang Pok

鄺宏博
CE AAD943Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KWONG Wang Pok (CE number AAD943) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerChina Enterprise Capital Company Limited
華業金控資本有限公司

Licence Record (21)

2024-10-25 – present Current
China Enterprise Capital Company Limited RO
RA 6
2024-09-23 – 2024-10-25
China Enterprise Capital Company Limited Rep
RA 6
2024-03-21 – 2024-07-05
Sprout Asset Management (Asia) Limited RO
RA 6
2022-02-11 – 2023-07-05
China Ease Securities Limited RO
RA 1 RA 6
2020-10-29 – 2022-01-17
Lapland Securities Limited Rep
RA 1 RA 4 RA 9
2017-07-28 – 2020-04-06
Walker Capital Limited RO
RA 6
2016-12-05 – 2017-07-24
Gulf Line Capital Advisors Limited Rep
RA 4 RA 9
2014-05-28 – 2016-04-15
Taiping Capital Limited RO
RA 6
2012-07-13 – 2014-04-28
Amasse Capital Limited RO
RA 6
2011-02-07 – 2012-03-15
Redford Corporate Finance Limited RO
RA 6
2010-05-27 – 2011-02-07
Redford Securities Limited Rep
RA 1
2010-05-27 – 2011-02-07
Redford Asset Management Limited Rep
RA 4 RA 9
2009-09-11 – 2010-05-15
CSC Securities (HK) Limited Rep
RA 1 RA 4
2009-09-11 – 2010-05-15
CSC Asia Limited Rep
RA 6
2007-06-20 – 2009-04-03
President Securities (Hong Kong) Limited RO
RA 4 RA 6 RA 9
2006-08-03 – 2009-04-03
President Securities (Hong Kong) Limited Rep
RA 1
2006-05-17 – 2006-07-31
CVP Securities Limited RO
RA 1
2006-04-24 – 2006-05-17
CVP Securities Limited Rep
RA 1
2004-06-23 – 2006-02-06
Open Securities Limited RO
RA 1 RA 4 RA 6 RA 9
2004-06-02 – 2004-06-23
Open Securities Limited Rep
RA 6
2003-04-01 – 2004-03-01
Fuhwa Securities (Hong Kong) Co., Limited RO
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAD943