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ROBERTS Christopher Fenton

羅弼時
CE AAD528Licensed IndividualSFO licence active
Official SFC record

ROBERTS Christopher Fenton (CE number AAD528) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeGrey Investment Limited
高易投資有限公司

Licence Record (11)

2020-04-27 – present Current
Grey Investment Limited Rep
RA 4 RA 9
2018-12-05 – 2019-08-30
Aardvark Fund Management Limited RO
RA 9
2018-03-13 – 2018-12-05
Aardvark Fund Management Limited Rep
RA 9
2012-07-18 – 2018-01-26
Aletheia Technologies Limited RO
RA 4 RA 5
2012-06-25 – 2012-07-18
Aletheia Technologies Limited Rep
RA 4
2010-03-01 – 2012-02-27
Mizuho Securities Asia Limited RO
RA 5
2009-12-14 – 2012-02-27
Mizuho Securities Asia Limited Rep
RA 4
2007-07-19 – 2009-12-11
GCIS Limited RO
RA 4 RA 5 RA 9
2006-02-20 – 2007-06-19
CLSA Futures Limited Rep
RA 2 RA 5
2003-07-02 – 2007-06-19
CLSA Research Limited Rep
RA 4
2003-04-01 – 2007-02-05
CLSA Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAD528