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TRAN, EMILE

HKMA AJ3922HKMA Relevant IndividualCurrently registered

TRAN, EMILE (HKMA registration number AJ3922) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at NATIXIS. Has been engaged at 2 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
NATIXISRA 1 Type 1: dealing in securitiesNoEXECUTIVE DIRECTOR, EQUITY FINANCIAL ENGINEERING, ASIA PACIFIC2025-07-19
NATIXISRA 4 Type 4: advising on securitiesNoEXECUTIVE DIRECTOR, EQUITY FINANCIAL ENGINEERING, ASIA PACIFIC2025-07-19

Business Address

Registered InstitutionSFC CE No.Address
NATIXISAGJ912LEVEL 72, UNITS 7101-7103A, 7105-7107A, 7108, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.

Registration History (2)

2025-07-19 – present Current
RA 1 RA 4
2024-01-22 – 2025-03-26
RA 1