MCCAPPIN, BRIAN

HKMA AI7896HKMA Relevant IndividualCurrently registeredExecutive Officer

MCCAPPIN, BRIAN (HKMA registration number AI7896) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at BNP PARIBAS. Has been engaged at 1 authorized institution over time.

Current Registration (3)

Registered Institution	Regulated Activity	Exec. Officer	Capacity	First engaged
BNP PARIBAS	RA 1 Type 1: dealing in securities	Yes	HEAD OF THE APAC GM CLIENT GROUP AND DEPUTY HEAD OF GLOBAL MARKETS APAC	2021-10-08
BNP PARIBAS	RA 4 Type 4: advising on securities	Yes	HEAD OF THE APAC GM CLIENT GROUP AND DEPUTY HEAD OF GLOBAL MARKETS APAC	2021-10-08
BNP PARIBAS	RA 6 Type 6: advising on corporate finance	No	CORPORATE AND INSTITUTIONAL BANKING	2022-09-21

Business Address

Registered Institution	SFC CE No.	Address
BNP PARIBAS	AAF564	60/F AND 63/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.

Conditions

Registered Institution Effective Date Description 1 Registered Institution BNP PARIBAS Effective Date 13 May 2022 --> Description --> For Type 4 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of BNP PARIBAS not subject to a similar condition.

Registration History (3)

2022-09-21 – present Current

BNP PARIBAS

RA 6

2022-05-13 – present Current

BNP PARIBAS Executive Officer

RA 1 RA 4

2021-10-08 – 2022-05-12

BNP PARIBAS

RA 1 RA 4

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AI7896