MCCAPPIN, BRIAN
HKMA AI7896HKMA 有關人士現時已註冊主管人員 (EO)
MCCAPPIN, BRIAN（HKMA 註冊編號 AI7896）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 BNP PARIBAS 註冊進行受規管活動。歷年曾於 1 間認可機構任職。
現時註冊 Current Registration (3)
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|
| BNP PARIBAS | RA 1 Type 1: dealing in securities | 是 | HEAD OF THE APAC GM CLIENT GROUP AND DEPUTY HEAD OF GLOBAL MARKETS APAC | 2021-10-08 |
| BNP PARIBAS | RA 4 Type 4: advising on securities | 是 | HEAD OF THE APAC GM CLIENT GROUP AND DEPUTY HEAD OF GLOBAL MARKETS APAC | 2021-10-08 |
| BNP PARIBAS | RA 6 Type 6: advising on corporate finance | 否 | CORPORATE AND INSTITUTIONAL BANKING | 2022-09-21 |
業務地址 Business Address
| 註冊機構 | SFC CE 編號 | 地址 |
|---|
| BNP PARIBAS | AAF564 | 60/F AND 63/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG. |
註冊條件 Conditions
Registered Institution Effective Date Description 1 Registered Institution BNP PARIBAS Effective Date 13 May 2022 --> Description --> For Type 4 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of BNP PARIBAS not subject to a similar condition.
註冊紀錄 Registration History (3)
2022-05-13 – 現時 現職
RA 1 RA 4
2021-10-08 – 2022-05-12
RA 1 RA 4