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QUINT, PASCAL MICHAEL

HKMA AI6635HKMA Relevant IndividualCurrently registeredExecutive Officer
Official HKMA record

QUINT, PASCAL MICHAEL (HKMA registration number AI6635) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at ROYAL BANK OF CANADA. Has been engaged at 1 authorized institution over time.

Current Registration (4)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
ROYAL BANK OF CANADARA 1 Type 1: dealing in securitiesYesSENIOR DIRECTOR, HEAD OF INVESTMENT SOLUTIONS AND PRODUCTS HONG KONG & EXECUTION - ASIA2021-05-25
ROYAL BANK OF CANADARA 2 Type 2: dealing in futures contractsYesSENIOR DIRECTOR, HEAD OF INVESTMENT SOLUTIONS AND PRODUCTS HONG KONG & EXECUTION - ASIA2023-08-30
ROYAL BANK OF CANADARA 4 Type 4: advising on securitiesYesSENIOR DIRECTOR, HEAD OF INVESTMENT SOLUTIONS AND PRODUCTS HONG KONG & EXECUTION - ASIA2021-05-25
ROYAL BANK OF CANADARA 9 Type 9: asset managementYesSENIOR DIRECTOR, HEAD OF INVESTMENT SOLUTIONS AND PRODUCTS HONG KONG & EXECUTION - ASIA2021-05-25

Business Address

Registered InstitutionSFC CE No.Address
ROYAL BANK OF CANADAAAE72741ST AND 42ND FLOOR, ONE TAIKOO PLACE, TAI KOO PLACE, 979 KING'S ROAD, QUARRY BAY, HONG KONG

Conditions

Registered Institution Effective Date Description 1 Registered Institution ROYAL BANK OF CANADA Effective Date 28 Jul 2023 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person unless it is for hedging purpose only.

Registration History (5)

2023-08-30 – present Current
ROYAL BANK OF CANADA Executive Officer
RA 2
2023-07-28 – present Current
ROYAL BANK OF CANADA Executive Officer
RA 9
2021-08-13 – present Current
ROYAL BANK OF CANADA Executive Officer
RA 1 RA 4
2021-05-25 – 2023-07-27
ROYAL BANK OF CANADA
RA 9
2021-05-25 – 2021-08-12
ROYAL BANK OF CANADA
RA 1 RA 4

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AI6635