QUINT, PASCAL MICHAEL
HKMA AI6635HKMA 有關人士現時已註冊主管人員 (EO)
QUINT, PASCAL MICHAEL（HKMA 註冊編號 AI6635）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 ROYAL BANK OF CANADA 註冊進行受規管活動。歷年曾於 1 間認可機構任職。
現時註冊 Current Registration (4)
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|
| ROYAL BANK OF CANADA | RA 1 Type 1: dealing in securities | 是 | SENIOR DIRECTOR, HEAD OF INVESTMENT SOLUTIONS AND PRODUCTS HONG KONG & EXECUTION - ASIA | 2021-05-25 |
| ROYAL BANK OF CANADA | RA 2 Type 2: dealing in futures contracts | 是 | SENIOR DIRECTOR, HEAD OF INVESTMENT SOLUTIONS AND PRODUCTS HONG KONG & EXECUTION - ASIA | 2023-08-30 |
| ROYAL BANK OF CANADA | RA 4 Type 4: advising on securities | 是 | SENIOR DIRECTOR, HEAD OF INVESTMENT SOLUTIONS AND PRODUCTS HONG KONG & EXECUTION - ASIA | 2021-05-25 |
| ROYAL BANK OF CANADA | RA 9 Type 9: asset management | 是 | SENIOR DIRECTOR, HEAD OF INVESTMENT SOLUTIONS AND PRODUCTS HONG KONG & EXECUTION - ASIA | 2021-05-25 |
業務地址 Business Address
| 註冊機構 | SFC CE 編號 | 地址 |
|---|
| ROYAL BANK OF CANADA | AAE727 | 41ST AND 42ND FLOOR, ONE TAIKOO PLACE, TAI KOO PLACE, 979 KING'S ROAD, QUARRY BAY, HONG KONG |
註冊條件 Conditions
Registered Institution Effective Date Description 1 Registered Institution ROYAL BANK OF CANADA Effective Date 28 Jul 2023 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person unless it is for hedging purpose only.
註冊紀錄 Registration History (5)
2021-08-13 – 現時 現職
RA 1 RA 4
2021-05-25 – 2023-07-27
RA 9
2021-05-25 – 2021-08-12
RA 1 RA 4