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LO, TSZ CHUNG

盧子聰
HKMA AI1398HKMA Relevant IndividualCurrently registered

LO, TSZ CHUNG (HKMA registration number AI1398) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at JPMORGAN CHASE BANK, NATIONAL ASSOCIATION. Has been engaged at 2 authorized institutions over time.

Current Registration (3)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
JPMORGAN CHASE BANK, NATIONAL ASSOCIATIONRA 1 Type 1: dealing in securitiesNoPRIVATE BANKING2021-04-26
JPMORGAN CHASE BANK, NATIONAL ASSOCIATIONRA 4 Type 4: advising on securitiesNoPRIVATE BANKING2021-04-26
JPMORGAN CHASE BANK, NATIONAL ASSOCIATIONRA 9 Type 9: asset managementNoPRIVATE BANKING2021-04-26

Business Address

Registered InstitutionSFC CE No.Address
JPMORGAN CHASE BANK, NATIONAL ASSOCIATIONAAL99618/F & 20-29/F, CHATER HOUSE, 8 CONNAUGHT ROAD CENTRAL, HONG KONG

Registration History (2)

2021-04-26 – present Current
RA 1 RA 4 RA 9
2019-04-18 – 2021-04-17
RA 1 RA 4