SHEN, JIA (HKMA registration number AI1288) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED. Has been engaged at 4 authorized institutions over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED | RA 1 Type 1: dealing in securities | No | INVESTOR SALES | 2022-12-14 |
| AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED | RA 4 Type 4: advising on securities | No | INVESTOR SALES | 2022-12-14 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED | AAL483 | 20/F-22/F, THREE EXCHANGE SQUARE, 8 CONNAUGHT PLACE, CENTRAL, HONG KONG. |