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TSUI, KIM YEE

徐儉兒
HKMA AH4916HKMA Relevant IndividualCurrently registered

TSUI, KIM YEE (HKMA registration number AH4916) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED. Has been engaged at 4 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITEDRA 1 Type 1: dealing in securitiesNoPERSONAL BANKING2019-01-24
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITEDRA 4 Type 4: advising on securitiesNoPERSONAL BANKING2019-01-24

Business Address

Registered InstitutionSFC CE No.Address
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITEDAAI67033/F, ICBC TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG.

Registration History (4)

2019-01-24 – present Current
RA 1 RA 4
2018-01-22 – 2019-01-02
RA 1 RA 4
2017-10-17 – 2018-01-28
RA 1 RA 4
2017-06-14 – 2017-09-10
RA 1 RA 4