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LE SAINT, BRUNO STEPHANE JEAN MARIE

HKMA AH3251HKMA Relevant IndividualCurrently registeredExecutive Officer
Official HKMA record

LE SAINT, BRUNO STEPHANE JEAN MARIE (HKMA registration number AH3251) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at NATIXIS. Has been engaged at 1 authorized institution over time.

Current Registration (3)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
NATIXISRA 1 Type 1: dealing in securitiesYesCHIEF EXECUTIVE OFFICER, ASIA PACIFIC AND MIDDLE EAST, CORPORATE & INVESTMENT BANKING2017-08-04
NATIXISRA 4 Type 4: advising on securitiesYesCHIEF EXECUTIVE OFFICER, ASIA PACIFIC AND MIDDLE EAST, CORPORATE & INVESTMENT BANKING2017-08-04
NATIXISRA 6 Type 6: advising on corporate financeYesCHIEF EXECUTIVE OFFICER, ASIA PACIFIC AND MIDDLE EAST, CORPORATE & INVESTMENT BANKING2017-08-04

Business Address

Registered InstitutionSFC CE No.Address
NATIXISAGJ912LEVEL 72, UNITS 7101-7103A, 7105-7107A, 7108, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.

Conditions

Registered Institution Effective Date Description 1 Registered Institution NATIXIS Effective Date 23 Oct 2019 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission. 2 Registered Institution NATIXIS Effective Date 23 Oct 2019 --> Description --> For Type 6 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of NATIXIS not subject to a similar condition.

Registration History (5)

2020-08-06 – present Current
NATIXIS Executive Officer
RA 1 RA 4
2019-10-23 – present Current
NATIXIS Executive Officer
RA 6
2017-08-04 – 2020-08-05
NATIXIS
RA 1 RA 4
2017-08-04 – 2019-10-22
NATIXIS
RA 6
2016-11-18 – 2017-05-19
NATIXIS
RA 1 RA 4

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AH3251