LE SAINT, BRUNO STEPHANE JEAN MARIE
HKMA AH3251HKMA 有關人士現時已註冊主管人員 (EO)
LE SAINT, BRUNO STEPHANE JEAN MARIE（HKMA 註冊編號 AH3251）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 NATIXIS 註冊進行受規管活動。歷年曾於 1 間認可機構任職。
現時註冊 Current Registration (3)
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|
| NATIXIS | RA 1 Type 1: dealing in securities | 是 | CHIEF EXECUTIVE OFFICER, ASIA PACIFIC AND MIDDLE EAST, CORPORATE & INVESTMENT BANKING | 2017-08-04 |
| NATIXIS | RA 4 Type 4: advising on securities | 是 | CHIEF EXECUTIVE OFFICER, ASIA PACIFIC AND MIDDLE EAST, CORPORATE & INVESTMENT BANKING | 2017-08-04 |
| NATIXIS | RA 6 Type 6: advising on corporate finance | 是 | CHIEF EXECUTIVE OFFICER, ASIA PACIFIC AND MIDDLE EAST, CORPORATE & INVESTMENT BANKING | 2017-08-04 |
業務地址 Business Address
| 註冊機構 | SFC CE 編號 | 地址 |
|---|
| NATIXIS | AGJ912 | LEVEL 72, UNITS 7101-7103A, 7105-7107A, 7108, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON. |
註冊條件 Conditions
Registered Institution Effective Date Description 1 Registered Institution NATIXIS Effective Date 23 Oct 2019 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission. 2 Registered Institution NATIXIS Effective Date 23 Oct 2019 --> Description --> For Type 6 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of NATIXIS not subject to a similar condition.
註冊紀錄 Registration History (5)
2020-08-06 – 現時 現職
RA 1 RA 4
2017-08-04 – 2020-08-05
RA 1 RA 4
2017-08-04 – 2019-10-22
RA 6
2016-11-18 – 2017-05-19
RA 1 RA 4