LI, FLORENCE (HKMA registration number AH1499) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at DBS BANK (HONG KONG) LIMITED. Has been engaged at 2 authorized institutions over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| DBS BANK (HONG KONG) LIMITED | RA 1 Type 1: dealing in securities | No | SEGMENT HEAD, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING | 2021-01-07 |
| DBS BANK (HONG KONG) LIMITED | RA 4 Type 4: advising on securities | No | SEGMENT HEAD, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING | 2021-01-07 |
| DBS BANK (HONG KONG) LIMITED | RA 6 Type 6: advising on corporate finance | No | SEGMENT HEAD, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING | 2021-01-07 |
| DBS BANK LTD. | RA 1 Type 1: dealing in securities | No | SEGMENT HEAD, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING | 2016-05-10 |
| DBS BANK LTD. | RA 4 Type 4: advising on securities | No | SEGMENT HEAD, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING | 2016-05-10 |
| DBS BANK LTD. | RA 6 Type 6: advising on corporate finance | No | SEGMENT HEAD, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING | 2016-05-10 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| DBS BANK (HONG KONG) LIMITED | AAL664 | 11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG. |
| DBS BANK LTD. | AAC212 | G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG. |