CHAN, WAI CHUN
陳煒俊
HKMA AH0849HKMA Relevant IndividualNot currently registered
CHAN, WAI CHUN (HKMA registration number AH0849) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Not currently registered. Has been engaged at 4 authorized institutions over time.
Current Registration
No current registration.
Registration History (5)
2021-01-29 – 2021-04-01
RA 1 RA 4
2019-09-01 – 2020-09-01
RA 1 RA 4
2016-11-01 – 2020-09-01
RA 1 RA 4
2016-05-05 – 2016-06-29
RA 1 RA 4
2016-03-05 – 2016-04-15
RA 1 RA 4
Public Disciplinary Actions
SFC
Action Date Action Taken Press Release Download Action Date 27 Feb 2023 Action Taken The SFC has banned Mr Chan Wai Chun from re-entering the industry for life following his conviction for fraud. Press Release Download English Chinese
* Only actions effective within the last five years are shown.