Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

SUI, NAN XU

眭楠
HKMA AH0832HKMA Relevant IndividualCurrently registered

SUI, NAN XU (HKMA registration number AH0832) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at CANADIAN IMPERIAL BANK OF COMMERCE. Has been engaged at 4 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
CANADIAN IMPERIAL BANK OF COMMERCERA 1 Type 1: dealing in securitiesNoDIRECTOR2024-08-24
CANADIAN IMPERIAL BANK OF COMMERCERA 4 Type 4: advising on securitiesNoDIRECTOR2024-08-24

Business Address

Registered InstitutionSFC CE No.Address
CANADIAN IMPERIAL BANK OF COMMERCEAAA865SUITE 3602, 36/F., CHEUNG KONG CENTER, 2 QUEEN'S ROAD CENTRAL, HONG KONG.

Registration History (4)

2024-08-24 – present Current
RA 1 RA 4
2022-05-17 – 2024-06-23
RA 1
2016-05-16 – 2022-01-30
RA 1 RA 4
2016-03-03 – 2016-04-13
RA 1