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BHARGAVA, MOHIT

HKMA AH0023HKMA Relevant IndividualCurrently registeredExecutive Officer
Official HKMA record

BHARGAVA, MOHIT (HKMA registration number AH0023) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED. Has been engaged at 2 authorized institutions over time.

Current Registration (5)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITEDRA 1 Type 1: dealing in securitiesYesEXECUTIVE DIRECTOR, CREDIT EXOTICS TRADING2015-11-02
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITEDRA 4 Type 4: advising on securitiesYesEXECUTIVE DIRECTOR, CREDIT EXOTICS TRADING2015-11-02
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITEDRA 7 Type 7: providing automated trading servicesYesEXECUTIVE DIRECTOR, CREDIT EXOTICS TRADING2015-11-02
JPMORGAN CHASE BANK, NATIONAL ASSOCIATIONRA 1 Type 1: dealing in securitiesYesEXECUTIVE DIRECTOR, CREDIT EXOTICS TRADING2015-11-02
JPMORGAN CHASE BANK, NATIONAL ASSOCIATIONRA 4 Type 4: advising on securitiesYesEXECUTIVE DIRECTOR, CREDIT EXOTICS TRADING2015-11-02

Business Address

Registered InstitutionSFC CE No.Address
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITEDAAJ32118/F & 23-29/F, CHATER HOUSE, 8 CONNAUGHT ROAD CENTRAL, HONG KONG
JPMORGAN CHASE BANK, NATIONAL ASSOCIATIONAAL99618/F & 20-29/F, CHATER HOUSE, 8 CONNAUGHT ROAD CENTRAL, HONG KONG

Conditions

Registered Institution Effective Date Description 1 Registered Institution J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED Effective Date 23 May 2024 --> Description --> For Types 1, 4 and 7 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED not subject to a similar condition. 1 Registered Institution JPMORGAN CHASE BANK, NATIONAL ASSOCIATION Effective Date 23 May 2024 --> Description --> For Types 1 and 4 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of JPMORGAN CHASE BANK, NATIONAL ASSOCIATION not subject to a similar condition.

Registration History (6)

2023-09-20 – present Current
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED Executive Officer
RA 1 RA 4 RA 7
2023-09-20 – present Current
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION Executive Officer
RA 1 RA 4
2015-12-10 – 2023-09-19
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
RA 1 RA 4 RA 7
2015-12-10 – 2023-09-19
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
RA 1 RA 4
2015-11-02 – 2015-12-09
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
RA 1 RA 4 RA 7
2015-11-02 – 2015-12-09
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
RA 1 RA 4

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AH0023