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SO, RICHEL WRENMAN

廖惠文
HKMA AG8616HKMA Relevant IndividualCurrently registered

SO, RICHEL WRENMAN (HKMA registration number AG8616) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE). Has been engaged at 3 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)RA 1 Type 1: dealing in securitiesNoHSBC PREMIER ELITE SENIOR DIRECTOR2022-01-01
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)RA 4 Type 4: advising on securitiesNoHSBC PREMIER ELITE SENIOR DIRECTOR2022-01-01

Business Address

Registered InstitutionSFC CE No.Address
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)AAA5231 QUEEN'S ROAD CENTRAL, HONG KONG.

Registration History (4)

2022-01-01 – present Current
RA 1 RA 4
2021-05-21 – 2021-11-03
RA 1 RA 4
2017-06-17 – 2021-05-02
RA 1 RA 4