YANG, SHUO YAN (HKMA registration number AG7599) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at CATHAY UNITED BANK COMPANY, LIMITED. Has been engaged at 3 authorized institutions over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| CATHAY UNITED BANK COMPANY, LIMITED | RA 1 Type 1: dealing in securities | No | ASSISTANT MANAGER | 2022-08-12 |
| CATHAY UNITED BANK COMPANY, LIMITED | RA 4 Type 4: advising on securities | No | ASSISTANT MANAGER | 2023-01-03 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| CATHAY UNITED BANK COMPANY, LIMITED | AGV591 | 23/F, ONE CAUSEWAY BAY, 281 GLOUCESTER ROAD, CAUSEWAY BAY, HONG KONG |