BROADFIELD, SIMONE (HKMA registration number AG7496) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at JPMORGAN CHASE BANK, NATIONAL ASSOCIATION. Has been engaged at 3 authorized institutions over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| JPMORGAN CHASE BANK, NATIONAL ASSOCIATION | RA 1 Type 1: dealing in securities | Yes | MANAGING DIRECTOR, AGENCY SECURITIES FINANCE | 2019-07-02 |
| JPMORGAN CHASE BANK, NATIONAL ASSOCIATION | RA 4 Type 4: advising on securities | Yes | MANAGING DIRECTOR, AGENCY SECURITIES FINANCE | 2019-07-02 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| JPMORGAN CHASE BANK, NATIONAL ASSOCIATION | AAL996 | 18/F & 20-29/F, CHATER HOUSE, 8 CONNAUGHT ROAD CENTRAL, HONG KONG |