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FANG, TIM

方廷
HKMA AG6830HKMA Relevant IndividualCurrently registeredExecutive Officer
Official HKMA record

FANG, TIM (HKMA registration number AG6830) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK. Has been engaged at 3 authorized institutions over time.

Current Registration (3)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANKRA 1 Type 1: dealing in securitiesYesMANAGING DIRECTOR2022-03-25
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANKRA 4 Type 4: advising on securitiesYesMANAGING DIRECTOR2022-03-25
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANKRA 6 Type 6: advising on corporate financeYesMANAGING DIRECTOR2022-03-25

Business Address

Registered InstitutionSFC CE No.Address
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANKAAK81626/F, 27/F, 28/F & 30/F, TWO PACIFIC PLACE, 88 QUEENSWAY, ADMIRALTY, HONG KONG.

Conditions

Registered Institution Effective Date Description 1 Registered Institution CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK Effective Date 21 Jul 2022 --> Description --> For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance. 2 Registered Institution CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK Effective Date 21 Jul 2022 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.

Registration History (4)

2022-07-21 – present Current
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK Executive Officer
RA 1 RA 4 RA 6
2022-03-25 – 2022-07-20
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
RA 1 RA 4 RA 6
2021-05-03 – 2021-10-29
DEUTSCHE BANK AKTIENGESELLSCHAFT
RA 1 RA 6
2015-03-13 – 2018-01-11
UBS AG
RA 1 RA 4 RA 6

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AG6830