FANG, TIM

方廷

HKMA AG6830HKMA 有關人士現時已註冊主管人員 (EO)

FANG, TIM（HKMA 註冊編號 AG6830）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 註冊進行受規管活動。歷年曾於 3 間認可機構任職。

現時註冊 Current Registration (3)

註冊機構	受規管活動	主管人員	職位 Capacity	首次受聘日期
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK	RA 1 Type 1: dealing in securities	是	MANAGING DIRECTOR	2022-03-25
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK	RA 4 Type 4: advising on securities	是	MANAGING DIRECTOR	2022-03-25
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK	RA 6 Type 6: advising on corporate finance	是	MANAGING DIRECTOR	2022-03-25

業務地址 Business Address

註冊機構	SFC CE 編號	地址
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK	AAK816	26/F, 27/F, 28/F & 30/F, TWO PACIFIC PLACE, 88 QUEENSWAY, ADMIRALTY, HONG KONG.

註冊條件 Conditions

Registered Institution Effective Date Description 1 Registered Institution CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK Effective Date 21 Jul 2022 --> Description --> For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance. 2 Registered Institution CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK Effective Date 21 Jul 2022 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.

註冊紀錄 Registration History (4)

2022-07-21 – 現時現職

CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK 主管人員 (EO)

RA 1 RA 4 RA 6

2022-03-25 – 2022-07-20

CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK

RA 1 RA 4 RA 6

2021-05-03 – 2021-10-29

DEUTSCHE BANK AKTIENGESELLSCHAFT

RA 1 RA 6

2015-03-13 – 2018-01-11

UBS AG

RA 1 RA 4 RA 6

資料引用自香港金融管理局（HKMA）「認可機構證券業務員工註冊紀錄冊」公開紀錄，僅供參考。
官方紀錄：apps.hkma.gov.hk · JSON API：/api/hkma/AG6830