CHENG, SHARON (HKMA registration number AG6714) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE). Has been engaged at 4 authorized institutions over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) | RA 1 Type 1: dealing in securities | No | MARKETS & SECURITIES SERVICES, DIRECTOR | 2017-12-06 |
| HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) | RA 2 Type 2: dealing in futures contracts | No | MARKETS & SECURITIES SERVICES, DIRECTOR | 2017-12-06 |
| HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) | RA 4 Type 4: advising on securities | No | MARKETS & SECURITIES SERVICES, DIRECTOR | 2017-12-06 |
| HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) | RA 5 Type 5: advising on futures contracts | No | MARKETS & SECURITIES SERVICES, DIRECTOR | 2017-12-06 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) | AAA523 | 1 QUEEN'S ROAD CENTRAL, HONG KONG. |