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WU, QIONG

吳窮
HKMA AG6569HKMA Relevant IndividualCurrently registeredExecutive Officer
Official HKMA record

WU, QIONG (HKMA registration number AG6569) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at DEUTSCHE BANK AKTIENGESELLSCHAFT. Has been engaged at 1 authorized institution over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
DEUTSCHE BANK AKTIENGESELLSCHAFTRA 1 Type 1: dealing in securitiesYesCHAIRMAN, INVESTMENT BANKING & CAPITAL MARKETS, ASIA2015-02-18
DEUTSCHE BANK AKTIENGESELLSCHAFTRA 6 Type 6: advising on corporate financeYesCHAIRMAN, INVESTMENT BANKING & CAPITAL MARKETS, ASIA2015-02-18

Business Address

Registered InstitutionSFC CE No.Address
DEUTSCHE BANK AKTIENGESELLSCHAFTAAK07760/F, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.

Conditions

Registered Institution Effective Date Description 1 Registered Institution DEUTSCHE BANK AKTIENGESELLSCHAFT Effective Date 11 Jul 2023 --> Description --> For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance. 2 Registered Institution DEUTSCHE BANK AKTIENGESELLSCHAFT Effective Date 11 Jul 2023 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.

Registration History (3)

2023-07-11 – present Current
DEUTSCHE BANK AKTIENGESELLSCHAFT Executive Officer
RA 1 RA 6
2015-02-18 – 2023-07-10
DEUTSCHE BANK AKTIENGESELLSCHAFT
RA 1 RA 6
2004-10-01 – 2015-02-17
DEUTSCHE BANK AKTIENGESELLSCHAFT
RA 1 RA 6

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AG6569