WU, QIONG

吳窮

HKMA AG6569HKMA 有關人士現時已註冊主管人員 (EO)

WU, QIONG（HKMA 註冊編號 AG6569）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 DEUTSCHE BANK AKTIENGESELLSCHAFT 註冊進行受規管活動。歷年曾於 1 間認可機構任職。

現時註冊 Current Registration (2)

註冊機構	受規管活動	主管人員	職位 Capacity	首次受聘日期
DEUTSCHE BANK AKTIENGESELLSCHAFT	RA 1 Type 1: dealing in securities	是	CHAIRMAN, INVESTMENT BANKING & CAPITAL MARKETS, ASIA	2015-02-18
DEUTSCHE BANK AKTIENGESELLSCHAFT	RA 6 Type 6: advising on corporate finance	是	CHAIRMAN, INVESTMENT BANKING & CAPITAL MARKETS, ASIA	2015-02-18

業務地址 Business Address

註冊機構	SFC CE 編號	地址
DEUTSCHE BANK AKTIENGESELLSCHAFT	AAK077	60/F, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.

註冊條件 Conditions

Registered Institution Effective Date Description 1 Registered Institution DEUTSCHE BANK AKTIENGESELLSCHAFT Effective Date 11 Jul 2023 --> Description --> For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance. 2 Registered Institution DEUTSCHE BANK AKTIENGESELLSCHAFT Effective Date 11 Jul 2023 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.

註冊紀錄 Registration History (3)

2023-07-11 – 現時現職

DEUTSCHE BANK AKTIENGESELLSCHAFT 主管人員 (EO)

RA 1 RA 6

2015-02-18 – 2023-07-10

DEUTSCHE BANK AKTIENGESELLSCHAFT

RA 1 RA 6

2004-10-01 – 2015-02-17

DEUTSCHE BANK AKTIENGESELLSCHAFT

RA 1 RA 6

資料引用自香港金融管理局（HKMA）「認可機構證券業務員工註冊紀錄冊」公開紀錄，僅供參考。
官方紀錄：apps.hkma.gov.hk · JSON API：/api/hkma/AG6569