LY, LAURE, HELENE

HKMA AG5329HKMA Relevant IndividualCurrently registeredExecutive Officer

LY, LAURE, HELENE (HKMA registration number AG5329) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at BNP PARIBAS. Has been engaged at 2 authorized institutions over time.

Current Registration (2)

Registered Institution	Regulated Activity	Exec. Officer	Capacity	First engaged
BNP PARIBAS	RA 1 Type 1: dealing in securities	Yes	HEAD OF HONG KONG SECURITIES SERVICES	2022-10-01
BNP PARIBAS	RA 13 Type 13: providing depositary services for relevant CISs	Yes	HEAD OF HONG KONG SECURITIES SERVICES	2024-11-28

Business Address

Registered Institution	SFC CE No.	Address
BNP PARIBAS	AAF564	60/F AND 63/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.

Conditions

Registered Institution Effective Date Description 1 Registered Institution BNP PARIBAS Effective Date 30 Apr 2025 --> Description --> For Type 13 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of BNP PARIBAS not subject to a similar condition.

Registration History (5)

2025-04-30 – present Current

BNP PARIBAS Executive Officer

RA 13

2024-10-07 – present Current

BNP PARIBAS Executive Officer

RA 1

2024-11-28 – 2025-04-29

BNP PARIBAS

RA 13

2022-10-01 – 2024-10-06

BNP PARIBAS

RA 1

2014-10-30 – 2022-09-30

BNP PARIBAS SECURITIES SERVICES

RA 1

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AG5329