LY, LAURE, HELENE

HKMA AG5329HKMA 有關人士現時已註冊主管人員 (EO)

LY, LAURE, HELENE（HKMA 註冊編號 AG5329）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 BNP PARIBAS 註冊進行受規管活動。歷年曾於 2 間認可機構任職。

現時註冊 Current Registration (2)

註冊機構	受規管活動	主管人員	職位 Capacity	首次受聘日期
BNP PARIBAS	RA 1 Type 1: dealing in securities	是	HEAD OF HONG KONG SECURITIES SERVICES	2022-10-01
BNP PARIBAS	RA 13 Type 13: providing depositary services for relevant CISs	是	HEAD OF HONG KONG SECURITIES SERVICES	2024-11-28

業務地址 Business Address

註冊機構	SFC CE 編號	地址
BNP PARIBAS	AAF564	60/F AND 63/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.

註冊條件 Conditions

Registered Institution Effective Date Description 1 Registered Institution BNP PARIBAS Effective Date 30 Apr 2025 --> Description --> For Type 13 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of BNP PARIBAS not subject to a similar condition.

註冊紀錄 Registration History (5)

2025-04-30 – 現時現職

BNP PARIBAS 主管人員 (EO)

RA 13

2024-10-07 – 現時現職

BNP PARIBAS 主管人員 (EO)

RA 1

2024-11-28 – 2025-04-29

BNP PARIBAS

RA 13

2022-10-01 – 2024-10-06

BNP PARIBAS

RA 1

2014-10-30 – 2022-09-30

BNP PARIBAS SECURITIES SERVICES

RA 1

資料引用自香港金融管理局（HKMA）「認可機構證券業務員工註冊紀錄冊」公開紀錄，僅供參考。
官方紀錄：apps.hkma.gov.hk · JSON API：/api/hkma/AG5329