THAKUR, AVINASH

HKMA AG4323HKMA Relevant IndividualCurrently registeredExecutive Officer

THAKUR, AVINASH (HKMA registration number AG4323) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at BARCLAYS BANK PLC. Has been engaged at 1 authorized institution over time.

Current Registration (2)

Registered Institution	Regulated Activity	Exec. Officer	Capacity	First engaged
BARCLAYS BANK PLC	RA 1 Type 1: dealing in securities	Yes	MANAGING DIRECTOR (BANKING)	2014-08-05
BARCLAYS BANK PLC	RA 6 Type 6: advising on corporate finance	Yes	MANAGING DIRECTOR (BANKING)	2014-08-05

Business Address

Registered Institution	SFC CE No.	Address
BARCLAYS BANK PLC	AAJ160	41/F, CHEUNG KONG CENTER, 2 QUEEN'S ROAD CENTRAL, HONG KONG.

Conditions

Registered Institution Effective Date Description 1 Registered Institution BARCLAYS BANK PLC Effective Date 31 Mar 2017 --> Description --> For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance. 2 Registered Institution BARCLAYS BANK PLC Effective Date 31 Mar 2017 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.

Registration History (2)

2017-03-31 – present Current

BARCLAYS BANK PLC Executive Officer

RA 1 RA 6

2014-08-05 – 2017-03-30

BARCLAYS BANK PLC

RA 1 RA 6

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AG4323