THAKUR, AVINASH

HKMA AG4323HKMA 有關人士現時已註冊主管人員 (EO)

THAKUR, AVINASH（HKMA 註冊編號 AG4323）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 BARCLAYS BANK PLC 註冊進行受規管活動。歷年曾於 1 間認可機構任職。

現時註冊 Current Registration (2)

註冊機構	受規管活動	主管人員	職位 Capacity	首次受聘日期
BARCLAYS BANK PLC	RA 1 Type 1: dealing in securities	是	MANAGING DIRECTOR (BANKING)	2014-08-05
BARCLAYS BANK PLC	RA 6 Type 6: advising on corporate finance	是	MANAGING DIRECTOR (BANKING)	2014-08-05

業務地址 Business Address

註冊機構	SFC CE 編號	地址
BARCLAYS BANK PLC	AAJ160	41/F, CHEUNG KONG CENTER, 2 QUEEN'S ROAD CENTRAL, HONG KONG.

註冊條件 Conditions

Registered Institution Effective Date Description 1 Registered Institution BARCLAYS BANK PLC Effective Date 31 Mar 2017 --> Description --> For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance. 2 Registered Institution BARCLAYS BANK PLC Effective Date 31 Mar 2017 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.

註冊紀錄 Registration History (2)

2017-03-31 – 現時現職

BARCLAYS BANK PLC 主管人員 (EO)

RA 1 RA 6

2014-08-05 – 2017-03-30

BARCLAYS BANK PLC

RA 1 RA 6

資料引用自香港金融管理局（HKMA）「認可機構證券業務員工註冊紀錄冊」公開紀錄，僅供參考。
官方紀錄：apps.hkma.gov.hk · JSON API：/api/hkma/AG4323