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TAN, JIT MING

陳日明
HKMA AG3856HKMA Relevant IndividualCurrently registeredExecutive Officer

TAN, JIT MING (HKMA registration number AG3856) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at BARCLAYS BANK PLC. Has been engaged at 1 authorized institution over time.

Current Registration (1)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
BARCLAYS BANK PLCRA 4 Type 4: advising on securitiesYesMANAGING DIRECTOR (RESEARCH)2020-11-11

Business Address

Registered InstitutionSFC CE No.Address
BARCLAYS BANK PLCAAJ16041/F, CHEUNG KONG CENTER, 2 QUEEN'S ROAD CENTRAL, HONG KONG.

Conditions

Registered Institution Effective Date Description 1 Registered Institution BARCLAYS BANK PLC Effective Date 11 Nov 2020 --> Description --> For Type 4 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of BARCLAYS BANK PLC not subject to a similar condition.

Registration History (15)

2020-11-11 – present Current
BARCLAYS BANK PLC Executive Officer
RA 4
2020-01-10 – 2020-01-15
RA 4
2019-09-09 – 2019-09-13
RA 4
2019-05-03 – 2019-05-10
RA 4
2019-01-04 – 2019-01-09
RA 4
2018-09-07 – 2018-09-14
RA 4
2018-06-04 – 2018-06-08
RA 4
2018-01-12 – 2018-01-16
RA 4
2017-09-19 – 2017-09-22
RA 4
2017-06-30 – 2017-07-05
RA 4
2017-04-21 – 2017-04-27
RA 4
2017-01-13 – 2017-01-18
RA 4
2016-12-12 – 2016-12-15
RA 4
2016-09-20 – 2016-09-23
RA 4
2016-06-17 – 2016-06-24
RA 4