TAN, JIT MING
陳日明
HKMA AG3856HKMA 有關人士現時已註冊主管人員 (EO)
TAN, JIT MING（HKMA 註冊編號 AG3856）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 BARCLAYS BANK PLC 註冊進行受規管活動。歷年曾於 1 間認可機構任職。
現時註冊 Current Registration (1)
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|
| BARCLAYS BANK PLC | RA 4 Type 4: advising on securities | 是 | MANAGING DIRECTOR (RESEARCH) | 2020-11-11 |
註冊條件 Conditions
Registered Institution Effective Date Description 1 Registered Institution BARCLAYS BANK PLC Effective Date 11 Nov 2020 --> Description --> For Type 4 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of BARCLAYS BANK PLC not subject to a similar condition.
註冊紀錄 Registration History (15)
2020-01-10 – 2020-01-15
RA 4
2019-09-09 – 2019-09-13
RA 4
2019-05-03 – 2019-05-10
RA 4
2019-01-04 – 2019-01-09
RA 4
2018-09-07 – 2018-09-14
RA 4
2018-06-04 – 2018-06-08
RA 4
2018-01-12 – 2018-01-16
RA 4
2017-09-19 – 2017-09-22
RA 4
2017-06-30 – 2017-07-05
RA 4
2017-04-21 – 2017-04-27
RA 4
2017-01-13 – 2017-01-18
RA 4
2016-12-12 – 2016-12-15
RA 4
2016-09-20 – 2016-09-23
RA 4
2016-06-17 – 2016-06-24
RA 4