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LI, WING SEE

李頴思
HKMA AG3654HKMA Relevant IndividualCurrently registered

LI, WING SEE (HKMA registration number AG3654) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at MORGAN STANLEY BANK ASIA LIMITED. Has been engaged at 3 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
MORGAN STANLEY BANK ASIA LIMITEDRA 1 Type 1: dealing in securitiesNoPRIVATE WEALTH MANAGEMENT2023-08-22
MORGAN STANLEY BANK ASIA LIMITEDRA 2 Type 2: dealing in futures contractsNoPRIVATE WEALTH MANAGEMENT2023-08-22

Business Address

Registered InstitutionSFC CE No.Address
MORGAN STANLEY BANK ASIA LIMITEDBDM672LEVEL 31, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.

Registration History (3)

2023-08-22 – present Current
RA 1 RA 2
2016-08-10 – 2022-12-31
CREDIT SUISSE AG
RA 1 RA 4
2014-06-10 – 2016-07-21
RA 1 RA 4