MA, RUOYI

馬若怡

HKMA AG3453HKMA Relevant IndividualCurrently registeredExecutive Officer

MA, RUOYI (HKMA registration number AG3453) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at SOCIETE GENERALE. Has been engaged at 3 authorized institutions over time.

Current Registration (3)

Registered Institution	Regulated Activity	Exec. Officer	Capacity	First engaged
SOCIETE GENERALE	RA 1 Type 1: dealing in securities	Yes	DIRECTOR, CORPORATE FINANCE	2017-08-19
SOCIETE GENERALE	RA 4 Type 4: advising on securities	Yes	DIRECTOR, CORPORATE FINANCE	2017-08-19
SOCIETE GENERALE	RA 6 Type 6: advising on corporate finance	Yes	DIRECTOR, CORPORATE FINANCE	2017-08-19

Business Address

Registered Institution	SFC CE No.	Address
SOCIETE GENERALE	AAL252	LEVEL 38, THREE PACIFIC PLACE, 1 QUEEN'S ROAD EAST, HONG KONG.

Conditions

Registered Institution Effective Date Description 1 Registered Institution SOCIETE GENERALE Effective Date 10 Dec 2020 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.

Registration History (5)

2020-12-10 – present Current

SOCIETE GENERALE Executive Officer

RA 1 RA 4 RA 6

2017-08-19 – 2020-12-09

SOCIETE GENERALE

RA 1 RA 4 RA 6

2016-06-21 – 2017-04-26

ROYAL BANK OF CANADA Executive Officer

RA 1 RA 6

2015-12-03 – 2016-07-26

RBC CAPITAL MARKETS (HONG KONG) LIMITED Executive Officer

RA 1 RA 6

2014-05-21 – 2015-12-02

RBC CAPITAL MARKETS (HONG KONG) LIMITED

RA 1 RA 6

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AG3453