MA, RUOYI

馬若怡

HKMA AG3453HKMA 有關人士現時已註冊主管人員 (EO)

MA, RUOYI（HKMA 註冊編號 AG3453）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 SOCIETE GENERALE 註冊進行受規管活動。歷年曾於 3 間認可機構任職。

現時註冊 Current Registration (3)

註冊機構	受規管活動	主管人員	職位 Capacity	首次受聘日期
SOCIETE GENERALE	RA 1 Type 1: dealing in securities	是	DIRECTOR, CORPORATE FINANCE	2017-08-19
SOCIETE GENERALE	RA 4 Type 4: advising on securities	是	DIRECTOR, CORPORATE FINANCE	2017-08-19
SOCIETE GENERALE	RA 6 Type 6: advising on corporate finance	是	DIRECTOR, CORPORATE FINANCE	2017-08-19

業務地址 Business Address

註冊機構	SFC CE 編號	地址
SOCIETE GENERALE	AAL252	LEVEL 38, THREE PACIFIC PLACE, 1 QUEEN'S ROAD EAST, HONG KONG.

註冊條件 Conditions

Registered Institution Effective Date Description 1 Registered Institution SOCIETE GENERALE Effective Date 10 Dec 2020 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.

註冊紀錄 Registration History (5)

2020-12-10 – 現時現職

SOCIETE GENERALE 主管人員 (EO)

RA 1 RA 4 RA 6

2017-08-19 – 2020-12-09

SOCIETE GENERALE

RA 1 RA 4 RA 6

2016-06-21 – 2017-04-26

ROYAL BANK OF CANADA 主管人員 (EO)

RA 1 RA 6

2015-12-03 – 2016-07-26

RBC CAPITAL MARKETS (HONG KONG) LIMITED 主管人員 (EO)

RA 1 RA 6

2014-05-21 – 2015-12-02

RBC CAPITAL MARKETS (HONG KONG) LIMITED

RA 1 RA 6

資料引用自香港金融管理局（HKMA）「認可機構證券業務員工註冊紀錄冊」公開紀錄，僅供參考。
官方紀錄：apps.hkma.gov.hk · JSON API：/api/hkma/AG3453