NARDI, ANDREW SCOTT (HKMA registration number AG0577) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at DBS BANK LTD.. Has been engaged at 2 authorized institutions over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| DBS BANK LTD. | RA 1 Type 1: dealing in securities | No | TEAM HEAD, FIXED INCOME ORIGINATION, GLOBAL FINANCIAL MARKETS | 2017-04-08 |
| DBS BANK LTD. | RA 4 Type 4: advising on securities | No | TEAM HEAD, FIXED INCOME ORIGINATION, GLOBAL FINANCIAL MARKETS | 2017-04-08 |
| DBS BANK LTD. | RA 6 Type 6: advising on corporate finance | No | TEAM HEAD, FIXED INCOME ORIGINATION, GLOBAL FINANCIAL MARKETS | 2017-04-08 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| DBS BANK LTD. | AAC212 | G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG. |