Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

HALL III, JOHN PHILIP

HKMA AF9389HKMA Relevant IndividualNot currently registered
Official HKMA record

HALL III, JOHN PHILIP (HKMA registration number AF9389) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Not currently registered. Has been engaged at 2 authorized institutions over time.

Current Registration

No current registration.

Registration History (9)

2019-07-01 – 2025-11-12
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
RA 1 RA 6
2019-07-01 – 2025-11-12
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
RA 1 RA 6
2015-05-08 – 2019-06-30
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED Executive Officer
RA 1 RA 6
2015-05-08 – 2019-06-30
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION Executive Officer
RA 1 RA 6
2013-05-11 – 2025-11-12
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
RA 4
2013-05-11 – 2015-05-07
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
RA 1 RA 6
2013-05-10 – 2025-11-12
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
RA 4
2013-05-10 – 2015-05-07
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
RA 1 RA 6
2013-04-02 – 2013-05-12
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
RA 1

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AF9389