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SAMSON LI, CATHERINE YUHONG

李玉宏
HKMA AF8742HKMA Relevant IndividualCurrently registered

SAMSON LI, CATHERINE YUHONG (HKMA registration number AF8742) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at CA INDOSUEZ (SWITZERLAND) SA. Has been engaged at 4 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
CA INDOSUEZ (SWITZERLAND) SARA 1 Type 1: dealing in securitiesNoPRODUCT SPECIALIST2024-08-08
CA INDOSUEZ (SWITZERLAND) SARA 4 Type 4: advising on securitiesNoPRODUCT SPECIALIST2024-08-08

Business Address

Registered InstitutionSFC CE No.Address
CA INDOSUEZ (SWITZERLAND) SAAGM683SUITE 2918, 29/F, TWO PACIFIC PLACE, 88 QUEENSWAY, HONG KONG.

Registration History (4)

2024-08-08 – present Current
RA 1 RA 4
2013-04-29 – 2013-05-09
RA 1 RA 4 RA 9
2013-01-19 – 2024-03-28
RA 1 RA 4
2013-01-19 – 2024-03-28
RA 1 RA 4