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LI, CHAO

李超
HKMA AF8444HKMA Relevant IndividualCurrently registeredExecutive Officer
Official HKMA record

LI, CHAO (HKMA registration number AF8444) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at CHINA CITIC BANK INTERNATIONAL LIMITED. Has been engaged at 2 authorized institutions over time.

Current Registration (3)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
CHINA CITIC BANK INTERNATIONAL LIMITEDRA 1 Type 1: dealing in securitiesYesDEPUTY HEAD OF TREASURY & MARKETS GROUP AND HEAD OF GLOBAL MARKETS2018-08-29
CHINA CITIC BANK INTERNATIONAL LIMITEDRA 4 Type 4: advising on securitiesYesDEPUTY HEAD OF TREASURY & MARKETS GROUP AND HEAD OF GLOBAL MARKETS2019-06-17
CHINA CITIC BANK INTERNATIONAL LIMITEDRA 6 Type 6: advising on corporate financeYesDEPUTY HEAD OF TREASURY & MARKETS GROUP AND HEAD OF GLOBAL MARKETS2025-12-29

Business Address

Registered InstitutionSFC CE No.Address
CHINA CITIC BANK INTERNATIONAL LIMITEDAAF13861-65, DES VOEUX ROAD CENTRAL, HONG KONG

Conditions

Registered Institution Effective Date Description 1 Registered Institution CHINA CITIC BANK INTERNATIONAL LIMITED Effective Date 29 Dec 2025 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.

Registration History (4)

2025-12-29 – present Current
CHINA CITIC BANK INTERNATIONAL LIMITED Executive Officer
RA 6
2019-06-17 – present Current
CHINA CITIC BANK INTERNATIONAL LIMITED Executive Officer
RA 1 RA 4
2018-08-29 – 2019-06-16
CHINA CITIC BANK INTERNATIONAL LIMITED
RA 1
2012-12-17 – 2018-05-15
STANDARD CHARTERED BANK (HONG KONG) LIMITED
RA 1 RA 4 RA 6

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AF8444