Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

CHAN, KA HIM

陳嘉謙
HKMA AF6980HKMA Relevant IndividualNot currently registered
Official HKMA record

CHAN, KA HIM (HKMA registration number AF6980) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Not currently registered. Has been engaged at 4 authorized institutions over time.

Current Registration

No current registration.

Registration History (5)

2018-09-01 – 2019-10-16
STANDARD CHARTERED BANK (HONG KONG) LIMITED
RA 1 RA 4
2015-01-19 – 2015-09-23
HANG SENG BANK, LIMITED
RA 1 RA 4 RA 7
2014-01-04 – 2014-10-19
DBS BANK (HONG KONG) LIMITED
RA 1 RA 4
2013-06-26 – 2013-11-08
BANK OF CHINA (HONG KONG) LIMITED
RA 1 RA 4
2012-08-21 – 2013-05-19
HANG SENG BANK, LIMITED
RA 1 RA 4 RA 7

Public Disciplinary Actions

SFC
Action Date Action Taken Press Release Download Action Date 06 Jan 2025 Action Taken SFC bans Chan Ka Him for life for insurance fraud Press Release Download English Chinese
* Only actions effective within the last five years are shown.

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AF6980