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LAM, KING WAI DANIEL

林景蔚
HKMA AF6306HKMA Relevant IndividualCurrently registeredExecutive Officer

LAM, KING WAI DANIEL (HKMA registration number AF6306) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at STANDARD CHARTERED BANK (HONG KONG) LIMITED. Has been engaged at 1 authorized institution over time.

Current Registration (3)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
STANDARD CHARTERED BANK (HONG KONG) LIMITEDRA 1 Type 1: dealing in securitiesNoHEAD, CROSS-ASSET DERIVATIVE STRATEGY2015-12-29
STANDARD CHARTERED BANK (HONG KONG) LIMITEDRA 4 Type 4: advising on securitiesNoHEAD, CROSS-ASSET DERIVATIVE STRATEGY2015-12-29
STANDARD CHARTERED BANK (HONG KONG) LIMITEDRA 9 Type 9: asset managementYesHEAD, CROSS-ASSET DERIVATIVE STRATEGY2022-08-16

Business Address

Registered InstitutionSFC CE No.Address
STANDARD CHARTERED BANK (HONG KONG) LIMITEDAJI61432ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.

Conditions

Registered Institution Effective Date Description 1 Registered Institution STANDARD CHARTERED BANK (HONG KONG) LIMITED Effective Date 16 Aug 2022 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.

Registration History (3)

2022-08-16 – present Current
RA 9
2015-12-29 – present Current
RA 1 RA 4
2012-06-21 – 2015-10-26
RA 1 RA 4