LAM, KING WAI DANIEL

林景蔚

HKMA AF6306HKMA 有關人士現時已註冊主管人員 (EO)

LAM, KING WAI DANIEL（HKMA 註冊編號 AF6306）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 STANDARD CHARTERED BANK (HONG KONG) LIMITED 註冊進行受規管活動。歷年曾於 1 間認可機構任職。

現時註冊 Current Registration (3)

註冊機構	受規管活動	主管人員	職位 Capacity	首次受聘日期
STANDARD CHARTERED BANK (HONG KONG) LIMITED	RA 1 Type 1: dealing in securities	否	HEAD, CROSS-ASSET DERIVATIVE STRATEGY	2015-12-29
STANDARD CHARTERED BANK (HONG KONG) LIMITED	RA 4 Type 4: advising on securities	否	HEAD, CROSS-ASSET DERIVATIVE STRATEGY	2015-12-29
STANDARD CHARTERED BANK (HONG KONG) LIMITED	RA 9 Type 9: asset management	是	HEAD, CROSS-ASSET DERIVATIVE STRATEGY	2022-08-16

業務地址 Business Address

註冊機構	SFC CE 編號	地址
STANDARD CHARTERED BANK (HONG KONG) LIMITED	AJI614	32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.

註冊條件 Conditions

Registered Institution Effective Date Description 1 Registered Institution STANDARD CHARTERED BANK (HONG KONG) LIMITED Effective Date 16 Aug 2022 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.

註冊紀錄 Registration History (3)

2022-08-16 – 現時現職

STANDARD CHARTERED BANK (HONG KONG) LIMITED 主管人員 (EO)

RA 9

2015-12-29 – 現時現職

STANDARD CHARTERED BANK (HONG KONG) LIMITED

RA 1 RA 4

2012-06-21 – 2015-10-26

STANDARD CHARTERED BANK (HONG KONG) LIMITED

RA 1 RA 4

資料引用自香港金融管理局（HKMA）「認可機構證券業務員工註冊紀錄冊」公開紀錄，僅供參考。
官方紀錄：apps.hkma.gov.hk · JSON API：/api/hkma/AF6306